Issues and Concerns

As one of Central Florida’s oldest and largest independent personal financial consulting firms, we look forward to providing you with the sound, time-tested financial advice that has become our hallmark. In order to better serve you and make the best use of your time, it would be helpful if you would take a few moments and complete this confidential questionnaire.

Thank you!

FINANCIAL PLANNING ISSUES & CONCERNS
Name*
First Last
Date*
MM slash DD slash YYYY
How did you hear about us?*
- Radio
- Mail
- Internet
- Walk In
- Referral
- Other
Please tell us how you heard about us
TAX PLANNING
Is your income tax liability acceptable?*
- Yes
- No
- Don't Know
Are you using all the legal means available to reduce your taxes?*
- Yes
- No
- Don't Know
Do you use a professional tax preparer to do your taxes?*
- Yes
- No
RETIREMENT PLANNING
Are you retired?*
- Yes
- No
- Semi-Retired
Do you plan on retiring soon?*
- Yes
- No
- Don't Know
Do you anticipate a rollover of company savings or a pension distribution?*
- Yes
- No
- Don't Know
Do you know what age you would like to retire?*
- Yes
- No
- Don't Know
Do you have enough money for retirement?*
- Yes
- No
- Don't Know
Do you know how much income you will need to receive from your investments to maintain your current lifestyle in retirement?*
- Yes
- No
- Don't Know
Have you started Social Security?*
- Yes
- No
Has your spouse started Social Security? (if applicable)*
- Yes
- No
EDUCATIONAL PLANNING
Do you have or do you plan on having children?*
- Yes
- No
- Don't Know
Do you have sufficient funds for your children’s education?*
- Yes
- No
- Don't Know
- N/A
If they have accounts, are they properly registered?*
- Yes
- No
- Don't Know
- N/A
Are there any other family members (grandchildren, etc…) that you wish to assist with education funding?*
- Yes
- No
- Don't Know
INVESTMENT PLANNING
Do you feel you need financial organization?*
- Yes
- No
- Don't Know
Has a Certified Financial Planner™ practitioner reviewed your portfolio?*
- Yes
- No
- Don't Know
Do you have sufficient cash flow?*
- Yes
- No
- Don't Know
Do you need budget planning?*
- Yes
- No
- Don't Know
Does your portfolio protect you from financial disaster? (i.e., stock and bond market crash, nursing home costs, etc…)*
- Yes
- No
- Don't Know
Do you have true asset diversification?*
- Yes
- No
- Don't Know
Does your portfolio protect you from inflation?*
- Yes
- No
- Don't Know
Does your portfolio match your risk tolerance?*
- Yes
- No
- Don't Know
BUSINESS PLANNING
Will you acquire or sell a business?*
- Yes
- No
Is your business tax planning coordinated with your personal tax planning?*
- Yes
- No
- Don't Know
Is your business structured to provide you all of the tax benefits available under current law?*
- Yes
- No
- Don't Know
Are you interested in improving the benefits offered to your employees and yourself?*
- Yes
- No
- Don't Know
INSURANCE (Auto, Disability, Health, Home, Life, Umbrella)
Have you had an objective, independent review and analysis of your insurance?*
- Yes
- No
- Don't Know
Do you have the right amount of insurance?*
- Yes
- No
- Don't Know
Are you paying too much for insurance?*
- Yes
- No
- Don't Know
Do you anticipate financial dependence from relatives?*
- Yes
- No
- Don't Know
Do you have an emergency fund?*
- Yes
- No
- Don't Know
COMPANY BENEFITS
Does your company have a 401(k) or similar Retirement Plan?*
- Yes
- No
- Don't Know
Are you fully funding this plan?*
- Yes
- No
- Don't Know
Are you taking full advantage of other company benefits?*
- Yes
- No
- Don't Know
Have you properly planned for company stock options?*
- Yes
- No
- N/A
Do you expect a substantial increase or decrease in income?*
- Yes
- No
- Don't Know
Do you plan on changing jobs?*
- Yes
- No
- Don't Know
Do you know if your company pension plan is adequate for your retirement income needs?*
- Yes
- No
- Don't Know
ESTATE PLANNING
Do you have an estate planning attorney?*
- Yes
- No
Do you have wills or trusts?*
- Yes
- No
- Don't Know
Do you have a Florida Health Care Surrogate Form & a Living Will?*
- Yes
- No
- Don't Know
Have you had your will reviewed recently?*
- Yes
- No
- Don't Know
Do you have a Durable Power of Attorney?*
- Yes
- No
- Don't Know
Does your will have provisions for new family members?*
- Yes
- No
- Don't Know
Have you done inheritance planning?*
- Yes
- No
- Don't Know
Will your estate avoid probate through proper ownership of assets?*
- Yes
- No
- Don't Know
Are you the beneficiary of any trusts or wills?*
- Yes
- No
- Don't Know
MORTGAGE PLANNING
Do you plan on moving?*
- Yes
- No
- Don't Know
Do you plan on buying another home?*
- Yes
- No
- Don't Know
Do you plan or need to refinance your home?*
- Yes
- No
- Don't Know
Do you need mortgage or other financing analysis?*
- Yes
- No
- Don't Know
Do you need mortgage or other financing analysis?*
- Yes
- No
- Don't Know
OVERALL PLANNING
Do you need a coordinated, integrated financial plan?*
- Yes
- No
- Don't Know
Do you spend enough time on planning your finances?*
- Yes
- No
- Don't Know
Do you know what a Certified Financial Planner™ professional does?*
- Yes
- No
Have you set specific financial goals?*
- Yes
- No
- Don't Know
What are your top three financial planning concerns?*
1. 2. 3.
Additional comments or concerns:

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about Certified Financial Group, Inc.

Since 1976, professionals at Certified Financial Group, Inc. have delivered retirement planning and investment management, providing peace of mind to countless families across the country for a fee. With 14 Certified Financial Planner™ professionals under one roof, CFG is one of the oldest and largest independent financial planning firms in Central Florida.

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Have peace of mind knowing your money stays with established institutions you can trust:

services

RETIREMENT PLANNING
FINANCIAL PLANNING
INVESTMENT PLANNING
SOCIAL SECURITY PLANNING
ESTATE PLANNING

contact

It’s never too late (or too early) to start planning your financial future!

1111 Douglas Ave
Altamonte Springs, FL 32714
+1 407-869-9800
Plan@FinancialGroup.com

FINANCIAL PLANNING ISSUES & CONCERNS

TAX PLANNING

RETIREMENT PLANNING

EDUCATIONAL PLANNING

INVESTMENT PLANNING

BUSINESS PLANNING

INSURANCE (Auto, Disability, Health, Home, Life, Umbrella)

COMPANY BENEFITS

ESTATE PLANNING

MORTGAGE PLANNING

OVERALL PLANNING

about Certified Financial Group, Inc.

Have peace of mind knowing your money stays with established institutions you can trust:

services

contact

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